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Call # KF1438 .C69 2006
Author Cox, James D., 1943-
Title Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort
Imprint New York, NY : Aspen Publishers, c2006
Edition 5th ed
Book Cover

Identity Supplements 
LocationWMS READ ROOM RESERVE 
Latest Received: Suppl.2009

LOCATION CALL NO. STATUS
 WMS STACKS  KF1438 .C69 2006    AVAILABLE
 WMS STACKS  KF1438 .C69 2006 c.2  AVAILABLE
 WMS STACKS  KF1438 .C69 2006 c.3  AVAILABLE
 WMS STACKS  KF1438 .C69 2006  Suppl. 2009    AVAILABLE
 SPEC COLL  Faculty Publication    NOT AVAILABLE

Details

Descript. xxiv, 1187 p. ; 26 cm
Note Includes index
KEPT UP TO DATE BY SUPPLEMENTS
Subject Securities -- United States -- Cases
Contents The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws
Alt Author Hillman, Robert W. (Robert William), 1949-
Langevoort, Donald C
OCLC # 62889099